Compliance Manager (2nd Line of Defence) Full or Part time opportunity

Zopa

London, GB
  • Job Type: Full-Time
  • Function: Legal
  • Industry: Services
  • Post Date: 11/06/2024
  • Website: zopa.com
  • Company Address: Cottons Centre, Tooley Street, London, United Kingdom, SE1 2QG

About Zopa

We’re Zopa, and we want to make money work better for you.

Our diverse team is united in their mission of creating simple, fair and honest financial products that have the customer’s needs at their heart. We’re proud that this dedication is reflected in our excellent rating on TrustPilot.

Job Description

We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens to what our customers don’t like about finance and does the opposite. We’re redefining what it feels like to work in finance. Our vision for a new era of banking puts people front and centre — we’ve built a business that empowers everyone to aim high, every day, to move finance forward. Find out more about our fantastic offerings at Zopa.com
 
We’re incredibly proud of our achievements and none of it would be possible without the amazing team here. It’s not just industry awards we’re winning, we’ve also been named in the top three UK’s Most Loved Workplaces. 
 
If you embrace unconventional challenges, are unafraid to think differently and are driven to make an outsized impact, you’ll thrive here at Zopa, so join us, and make it count. Want to see us in action? Follow us on Instagram @zopalife
 
Zopa is looking for an experienced Compliance Manager to join our 2nd Line of Defence Compliance team. Reporting to the Head of 2nd Line Compliance, this role is an exciting opportunity to help Zopa develop and implement its framework for managing compliance risk. You’ll use your expert knowledge of the UK regulatory framework to support the team in carrying out all its functions, from writing policies to reviewing business changes, interpreting new regulatory requirements and conducting assurance on the business. 
 
We are looking for someone with a deep level of expertise, as well as a strong focus on customer outcomes. We’re open to applications from experienced individuals looking to work flexibly or on a part-time basis. 
 
We have a friendly, fun, and ambitious culture where everyone contributes pro-actively towards the growth of the business, so a parallel mind-set is what we are looking for. 

A day in the life:

    • Provide technical regulatory expertise to support the whole range of work of the second line. 
    • Aiding the development, maintenance and implementation of compliance frameworks and policies 
    • Help with the second line horizon scanning process, ensuring that new regulatory requirements are identified, interpreted and communicated effectively to the business 
    • Conduct second line review and challenge on new products and other business initiatives from a compliance perspective 
    • Support the production of briefings to senior staff and committees on compliance-related matters 
    • Assist with the completion of assurance work on compliance matters 
    • Contribute to the production of FCA communications and submissions 
    • Support the Senior Director, Risk and Compliance to deliver Compliance related project(s) as required 

About you:

    • You’ll have previous Compliance experience within financial services, with excellent knowledge of the UK regulatory landscape, particularly FCA and broader consumer-focused regulation, and a strong commitment to good customer outcomes 
    • The ability to get to grips with and interpret a wide range of regulations 
    • Excellent written and verbal communication skills 
    • You’re eloquent, able to explain complex sets of rules / translate regulations into clear language to all levels of staff 
    • Can demonstrate a pragmatic approach, able to understand not just what the regulations say but what implementation looks like in practice 
#LI-LK1
 
Flexible working? Yes please!
 
At Zopa we value flexible ways of working. We understand the benefits of face-to-face collaboration and the importance of a good work-life balance. Our teams work in a hybrid manner, from our vibrant UK offices and the comfort of their own homes, at a frequency that suits the team and the work they do.
 
Not only that – you'll also have the option of working from abroad for up to 120 days a year!* But no matter where you are, we’ll make sure you’ve got everything you need to thrive, both in your work and home life, from day one.
 
*Subject to having the right to work in the country of choice
 
Diversity Statement
 
Zopa is proud to offer a workplace free from discrimination. Diversity of experience, perspectives, and backgrounds leads to better products for our customers and a unique company culture for our people. We are made up of nearly 50 nationalities, have a DE&I forum made up of Zopians wanting to make a difference and we are proud of our culture where everyone can bring their full self to work. Our approach to DE&I is reflected in our hiring process so please let us know if you require any reasonable adjustments. 

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